ITS TradeThru Manager
Originally developed for IIROC, the ITS TradeThru Manager tool is generally used by compliance personnel for investigating trading activity within the firm.
It provides a dynamic presentation which generates alerts when a possible regulatory infraction occurs in trading activities. ITS TradeThru Manager is widely used within the medium / large broker-dealers.
ITS TradeThru Manager features include:
- Firmwide summary display of possible book and/or trade thrus
- Complete history available on a day by day presentation
- Dynamically updates with audible or visible alerts
- Can decrypt private information from destinations which permit it
- Detail description of the order and the market places at the time of infractions
- Details can be exported to Excel or text file format
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